European Capital Markets Law

European Capital Markets Law

Veil, Ruediger

Bloomsbury Publishing PLC

03/2022

792

Dura

Inglês

9781509958481

15 a 20 dias

Descrição não disponível.

SUMMARY CONTENTS

1 Foundations of Capital Markets Legislature in Europe
? 1. History (Ruediger Veil)
? 2. Concept and Aims of Capital Markets Regulation (Ruediger Veil)
? 3. Legislative Powers for Regulating and Harmonising Capital Markets in Europe (Ruediger Veil)
? 4. Rule-Making Process (Fabian Walla)
? 5. Sources of Law and Principles of Interpretation (Ruediger Veil)
? 6. Intra- and Interdisciplinarity (Ruediger Veil)

2 Basics of Capital Markets Law
? 7. Capital Markets (Ruediger Veil)
? 8. Financial Instruments (Ruediger Veil)
? 9. Market Participants (Ruediger Veil)
? 10. Cryptoassets and DLT Market Infrastructures (Ruediger Veil)
? 11. Capital Markets Supervision (Fabian Walla)
? 12. Sanctions (Ruediger Veil)

3 Market Abuse
? 13. Foundations (Ruediger Veil)
? 14. Insider Dealing (Ruediger Veil)
? 15. Market Manipulation (Ruediger Veil)

4 Disclosure System
? 16. Foundations (Hendrik Brinckmann)
? 17. Prospectus Disclosure (Ruediger Veil)
? 18. Periodic Disclosure (Hendrik Brinckmann)
? 19. Disclosure of Inside Information (Ruediger Veil)
? 20. Disclosure of Major Holdings (Ruediger Veil)
? 21. Directors' Dealings (Ruediger Veil)
? 22. Corporate Governance and Shareholder Rights (Ruediger Veil)

5 Trading Activities
? 23 Investment Objectives (Ruediger Veil)
? 24 Short Sales and Credit Default Swaps (Fabian Walla)
? 25 Algorithmic Trading and High-Frequency Trading (Marcus Lerch)

6 Intermediaries
? 26 Financial Analysts (Ruediger Veil)
? 27 Rating Agencies (Ruediger Veil)
? 28 Proxy Advisors (Ruediger Veil)

7 Investment Firms
? 29 Foundations (Ruediger Veil)
? 30 Investment Services (Ruediger Veil)
? 31 Product Intervention (Ruediger Veil)
? 32 Foundations of Compliance (Malte Wundenberg)
? 33 Compliance Requirements (Malte Wundenberg)
? 34 Governance (Malte Wundenberg)

8 Regulation of Benchmarks
? 35 Foundations (Malte Wundenberg)
? 36 Market Supervision and Organisational Requirements (Malte Wundenberg)

9 Takeover Law
? 37 Foundations (Ruediger Veil)
? 38 Public Takeovers (Ruediger Veil)
? 39 Mandatory Bid (Ruediger Veil)
? 40 Defence against Takeover Bids (Ruediger Veil)

Este título pertence ao(s) assunto(s) indicados(s). Para ver outros títulos clique no assunto desejado.

International Trade; EU Law; Financial institutions; Banking law; securities law; securities regulation; Commercial law; capital markets union; CMU; asset digitalisation; tokens; enforcement